New SEC MA Rule FAQs

HFA Partners  |  March 13, 2014

Find out why the new SEC Municipal Advisor rule set to become effective on July 1, 2014 was adopted, how it works, what communications with broker-dealers are affected, what products are targeted, and what hospitals can do to keep ideas flowing.

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This material is intended for general information purposes only and does not constitute legal advice. For legal issues, readers should consult legal counsel. To discuss this article or municipal advisory services, email or call 888-699-4830. HFA Partners, LLC is an Independent Registered Municipal Advisor registered with the Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB) under the Dodd-Frank Act of 2010.
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